Dr. S.N. Ghosh
Adjunct Professor and Senior Consultant,
DEA-AJNIFM Research Programme
Ministry of Finance, Government of India
He is a distinguished professional with extensive expertise in regulatory finance, corporate governance and Commercial laws. He is Adjunct Professor and Senior Consultant- Research Program associated with DEA-AJNIFM(Civil Services Training Institute) under Ministry of Finance, Govt. Of India. With around five decades of multifaceted professional experience across various sectors, he has consistently contributed to policy formulation, research, and knowledge dissemination in India’s financial and regulatory frameworks. His illustrious career spans across academia, government advisory roles, and corporate leadership, making him a thought leader in financial markets and regulatory reforms.
He is a Law veteran having specializations in Company, Securities and Labour Laws in India
and internationally. He holds FCS(India), ACMA(India) ACISI(UK),ACIS(UK),LLB, LLM,
Ph.D. etc. with many rank holding merits with Science background.
He qualified for UPSC Civil Services in 1975 and worked with Govt. Of India before switching to corporate and academics. Coming from a generation of bureaucratic family, his father an Ex- IAS Officer, had served as a Secretary to the Govt. Of India.
Key contributions:
His tenure at the DEA-AJNIFM Research Programme has led to numerous seminal contributions, significantly impacting India’s financial and regulatory landscape. Some of his key policy research areas include:
- Remonetization of High-Value Currency Notes in India
- Financial Redressal Mechanism and Recovery of Unclaimed Private Property – Across Sectors
- FinTech, RegTech, and SupTech Innovations
- Aadhar-enabled e-KYC for Regulatory Compliance
- Framework for Regulatory Impact Assessment in financial markets
- Unified Regulatory Framework in IFSC-GIFT City
- Regulatory Impact Assessment and SEBI’s Market Oversight
- Reforms in Investor Grievance Redressal Mechanisms
- Harmonization of the Companies Act with Securities Laws
- Direct Market Access for Retail Investors in India
- Rationalization of Incentives for Financial Product Distributors
Knowledge Sharing & Leadership in Conferences:
He has been at the forefront of organizing and contributing to international conferences and roundtable discussions with high-level stakeholders from the World Bank, domestic and international regulators, and academic experts. Some notable events include:
- Single Securities Markets Code
- Investors’ Charter
- Emerging Perspectives in FinTech
- Policy and Regulatory Framework for Algorithmic and High-Frequency Trading
- Integration of Commodities Markets in India
He has also delivered special lectures on various regulatory issues, regularly addressing national and international seminars, workshops, and management development programs for senior bureaucrats, corporate executives, military officers and other industry bodies like FICCI, Stock Exchanges e.g. NSE etc.
Publications & Thought leadership:
His scholarly contributions are well-regarded, with numerous publications in leading academic journals and industry magazines. His works span topics like corporate governance, consumer protection, securities regulation, and investor activism.
Academic & Professional Engagement:
Visiting Faculty – Indian Law Institute, National Academy of Legal Studies and Research (NALSAR), National Law University (NLU), Delhi, and others.
Senior Mentor – National Institute of Smart Government, Govt. Of India
Adjunct Professor – National Institute of Financial Management (NIFM), Ministry of Finance.
Corporate & Legal expertise:
His rich experience in the corporate world includes serving as Executive Director (Finance & Legal) and Company Secretary for a prominent public listed conglomerate. He has successfully led finance and legal functions, handled corporate litigation, and contributed to major regulatory reforms in the corporate sector.